Arizona Corporation Commission
The Securities Division enforces Arizona’s securities and investments laws through investigative
actions, as well as registration and oversight of securities, companies, salesmen and investment
advisors. Providing licensure status and disciplinary history information upon request and dispersing
investment fraud prevention brochures.

Fleming Financial Services
With unwavering commitment to clients, Fleming Financial Services brings a refreshing approach to    retirement planning…focusing on peoples’ desire to keep their same lifestyle. Helping people get retired and stay retired.     

U.S. Securities & Exchange Commission
maintain fair, orderly and efficient markets, and facilitate capital formation.